Senior Auditor - Risk
Location: Rock Hill
Posted on: August 6, 2022
Purpose of Job We are seeking a Senior Auditor for our San
Antonio, TX, Plano, TX, Phoenix, AZ, Tampa, FL, or Charlotte, NC
USAA values a culture that is highly collaborative, and we have
found that a hybrid work type helps employees gain the best of both
worlds - collaborating in-person in the office and working from
home when needed to achieve focused results. The actual days onsite
are resolved between each employee and the employee s manager.
Executes and leads audit assignments. Identifies problems and
resolutions for risk-based assurance and advisory engagements
across the organization. Maintains knowledge of financial services
regulations. Performs risk and control identification and
evaluation, advanced audit techniques, research and analysis, and
conducts client meetings and interviews. Adheres to the Institute
of Internal Auditors' International Standards for the Professional
Practice of Internal Auditing (Standards) and Code of Ethics. Job
Requirements About USAAUSAA knows what it means to serve. We
facilitate the financial security of millions of U.S. military
members and their families. This singular mission requires a
dedication to innovative thinking at every level.Primary
- Independently executes audit test work timely and with high
- Executes and may lead as Auditor in Charge (AIC) for audit
engagements throughout the audit life cycle, to include
understanding of horizontal and vertical business impacts,
integrating audits with Information Technology (IT), analytics, and
- Ensures engagements are completed objectively, professionally,
timely and in accordance with corporate and industry audit
standards, when AIC.
- Runs day to day engagement-related efforts including work
delegation to audit team members with varying degrees of expertise
and experience when conducting engagements, when AIC.
- Completes audit team end of engagement evaluations, when
- Assists in updating the risk & control matrix for each
engagement with oversight from the Auditor-in-Charge and/or other
- Identifies control weaknesses and opportunities for improvement
in the current operating environment; develops recommendations for
- Assists AIC in drafting related issues and audit reports for
review by audit leadership.
- Participates and provides feedback during team audit activities
on planning and scoping, business understanding/walkthroughs, and
review of risk assessment and testing and demonstrates critical
- Executes on audit documentation techniques including key risks
and controls alignment to audit test objectives and conclusions; is
accountable for completing work paper documentation within quality
- Utilizes analytical skills to conduct or assist team members
with continuous monitoring activities, advisory activities, special
reviews and/or investigations.
- Develops internal and business leader and partner relationships
while also beginning to effectively challenge, communicate and
deliver risk-based, difficult messages regarding issues and control
weaknesses to ensure proper risk assurance coverage.
- Provide mentorship and guidance to less experienced team
members to ensure quality and timely completion of audit test work.
- Bachelor's degree in Business or relevant field such as
Finance, Accounting, Business, or Information Technology. 4
additional years of related experience beyond minimum required may
be substituted in lieu of a degree.
- 4 years of audit, financial, insurance, banking, information
technology or related business and/or leadership experience.
- Experience performing internal audits, external audits, or
applying audit, risk, or compliance acumen in a complex operational
and regulatory environment.
- Demonstrated experience effectively communicating and
challenging Controls with business partners and leaders.
- Understanding of risks and internal controls and the ability to
evaluate and determine adequacy and efficiency of controls.
- Demonstrated experience in highly dynamic environment
undergoing change; ability to deal with competing priorities.
- CIA, CRMA, or other audit related certification
- Experience working in, or auditing second line of defense risk
- Working knowledge of OCC Heightened Standards 12 CFR 30
Appendix DThe above description reflects the details considered
necessary to describe the principal functions of the job and should
not be construed as a detailed description of all the work
requirements that may be performed in the job.Compensation: USAA
has an effective process for assessing market data and establishing
ranges to ensure we remain competitive. You are paid within the
salary range based on your experience and market position. The
salary range for this position is: $72,900 - $131,400 ( this does
not include geographic differential it may be applied based on your
work location)Employees may be eligible for pay incentives based on
overall corporate and individual performance or at the discretion
of the USAA Board of Directors. Geographical Differential:
Geographic pay differential is additional pay provided to eligible
employees working in locations where market pay levels are above
the national average.Shift premium: Will be addressed on an
individual-basis for applicable roles that are consistently
scheduled for non-core hours.Benefits: At USAA our employees enjoy
best-in-class benefits to support their physical, financial, and
emotional wellness. These benefits include comprehensive medical,
dental and vision plans, 401(k), pension, life insurance, parental
benefits, adoption assistance, paid time off program with paid
holidays plus 16 paid volunteer hours, and various wellness
programs. Additionally, our career path planning and continuing
education assists employees with their professional goals.Please
click on the link below for more details. USAA Total Rewards
Relocation assistance is available for this position.
Keywords: USAA, Rock Hill , Senior Auditor - Risk, Accounting, Auditing , Rock Hill, South Carolina
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