Risk and Compliance Analyst-RCSA & PRCI
Posted on: June 23, 2022
Purpose of Job We are seeking a hardworking and talented Risk
and Compliance Analyst to work a hybrid schedule from our
Charlotte, NC or San Antonio, TX offices.
Positioned as the first line of defense to ensure that management
programs, risk analytics, and business operations are all running
smoothly. To support risk and compliance-based initiatives, this
person will partner and collaborate with Compliance and Risk
Management, as well as Business Operations, IT, Audit Services, and
Regulators. Minimize risk exposures and reinforce the overall
control environment, ensure adherence to the governance of the
established risk framework and ongoing supervision controls,
including risk and control self-assessments, identification, and
evaluation of control effectiveness, identifying control failures,
facilitating remediation, market conduct exams, and monitoring.
Identifies critical data-driven insights connected to the business
by using risk assessment data.
USAA knows what it means to serve. We facilitate the financial
security of millions of U.S. military members and their families.
This singular mission requires a dedication to innovative thinking
at every level.
Handles and drives solutions for stronger controls on behalf of the
business, and in support of risk and/or regulatory compliance
related initiatives which may include oversight of
procedures/process, accurate regulatory reporting and filing,
document governance, risk control self-assessments, procedure
governance, control design, or new product controls, supplier
governance, or quality governance.
Performs ongoing supervision and oversight of business controls and
shares knowledge with team members to evaluate the effectiveness of
established business controls.
Serves as a Subject Matter Authority in one or more key areas e.g.,
Governance, Risk, and Compliance data (GRC) data.
Holds responsible for data analysis, report preparation and trend
analysis, applying business intelligence tools.
Anticipates business needs and proactively finds opportunities to
improve and strengthen the control environment through practical
Provides guidance in the execution of Risk Control Self-Assessments
(RCSA's), translates control deficiencies into action plans and
provides recommendations to enhance governance practices in
alignment with risk and compliance frameworks.
Partners with customers to drive improvement efforts to correct or
prevent unfavorable trends and assess the impacts.
Facilitates, manages, and is responsible for projects involving
Leads project team through concept, planning, execution, and
implementation phases for effective and timely risk
Counsels senior management on the status of their control
environment related to risk identification and control weaknesses.
Identifies critical areas to lead all aspects of and advance issues
and findings to appropriate partners.
Establishes and maintains processes, procedures, and tools for
handling exception alerts as they occur, including monitoring and
management of resulting exception cases. Ensures adherence and
compliance with regulations and controls by examining and proper
Primary resource to less experienced team members and/or cross
functional team members and consults on risk mitigation
opportunities. Stays informed of changes to the regulatory
environment to ensure accurate compliance with processes and
requirements are followed.
Bachelor's Degree: 4 additional years of related experience beyond
the minimum required may be substituted in lieu of a degree.
Minimum of 6 years' experience supporting risk and/or compliance
related activities in a financial services operating environment or
other relevant industry OR 6 years' experience in a relevant
quantitative field OR advanced degree or designation in a risk
management or quantitative field, and 4 years' proven experience
supporting risk and/or compliance related activities OR PhD in a
risk management or quantitative field, and 2 years of experience
supporting risk and/or compliance related activities.
2-4 years' experience crafting control libraries for CFO
2-4 years' experience implementing RCSA.
SOX or ICFR, IT Audit, Risk & Controls experience at a Big Four
public accounting firm or public company
USAA has an effective process for assessing market data and
establishing ranges to ensure we remain competitive. You are paid
within the salary range based on your experience and market
position. The salary range for this position is
Employees may be eligible for pay incentives based on overall
corporate and individual performance or at the discretion of the
USAA Board of Directors.
- Geographical Differential : Geographic pay differential is
additional pay provided to eligible employees working in locations
where market pay levels are above the national average.Shift
premium will be addressed on an individual basis for applicable
roles that are consistently scheduled for non-core hours.
At USAA our employees enjoy best-in-class benefits to support their
physical, financial, and emotional wellness. These benefits include
comprehensive medical, dental and vision plans, 401(k), pension,
life insurance, parental benefits, adoption assistance, paid time
off program with paid holidays plus 16 paid volunteer hours, and
various wellness programs. Additionally, our career path planning
and continuing education assists employees with their professional
Please click on the link below for more details.
USAA Total Rewards
Relocation assistance is not available for this position.
Keywords: USAA, Rock Hill , Risk and Compliance Analyst-RCSA & PRCI, Professions , Pineville, South Carolina
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